Risks within Financial Markets

Persons who complete this Unit Standard are able to identify the elements of risk associated with financial markets transactions and to take action to minimise such risk.

They will be able to:

Identify the areas of risk associated with exchange transactions
Measure the impact of risk associated with exchanges
Control risk associated with exchange transactions
Discuss the roles of other players in the control of risk in the financial market sector

$200.00

Course Content

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Module 1 – Identify the areas of risk associated with exchange transactions 9 Lessons | 1 Quiz

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Module Content

0% Complete 0/9 Steps

1.1. The risk elements associated with the various steps in an exchange transaction are identified

1.2. The types of risk your business faces

1.3. How to evaluate risks

1.4. How to manage risks

1.5. The categories of risk associated with exchange transactions are identified

1.6. The procedures required to identify money laundering are applied

1.7. Systems and controls

1.8. Record-keeping

1.9. Reporting procedures

Quiz 1 – US 12893

Module 2 – Measure the impact of risk associated with exchanges 4 Lessons

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Module Content

0% Complete 0/4 Steps

2.1. The impact of various risk categories is identified

2.2. The concept of limit is examined from a global and a local perspective

2.3. Limit of a sequence

2.4. Common accounting procedures in relation to revaluation are introduced

Module 3 – Control risk associated with exchange transactions 3 Lessons

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Module Content

0% Complete 0/3 Steps

3.1. The use of risk minimization techniques is described

3.2. Mechanisms for minimising risk at each stage of the transaction are implemented

3.3. Due diligence procedures are applied

Module 4 – Discuss the roles of other players in the control of risk in the financial market sector 2 Lessons | 1 Quiz

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Module Content

0% Complete 0/2 Steps

4.1. The roles of the other players in risk management is described

4.2. The firm’s risk policies are evaluated and discussed

Quiz 2 – US 12893