Identify the risk implications of trading associated within a treasury in a banking environment

This course is intended for people who monitor risk in a treasury.

Learners are able to:

• Identify the implications of trading associated with the Treasury function as a whole
• Identify the risk implications of trading associated with trading desks
• Identify the psychological implications of trading associated with the individuals within the Treasury function.

$200.00

Course Content

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Module 1 – Identify the implications of trading associated with the Treasury function as a whole 5 Lessons

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Module Content

0% Complete 0/5 Steps

1.1. The size and complexity of the Treasury operation is evaluated and reported on as per business specified procedure

1.2. The markets and clients within which the Treasury function serves and transacts in, are evaluated and reported on as per business and risk management specified procedures

1.3. Asset and liability status of the Treasury is identified, recorded and reported on as per business specified procedure

1.4. The nature and quality of Treasury operations research is evaluated, in terms of the impact it has on the Treasury, as per business specified procedures

1.5. Administrative procedures are assessed to determine compliance as per business specified procedure

Module 2 – Identify the risk implications of trading associated with trading desks 3 Lessons

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Module Content

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2.1. Financial and non-financial risks associated with the trading desks are explained, as per business specified risk definitions

2.2. The implications of financial & non-financial risks associated with trading desks are identified using appropriate models as per business specified procedures

2.3. Current exposure on trading desks is compared to the Asset and Liability Committee (ALCO) policy and any variances are recorded and reported on as per company specified procedure

Module 3 – Identify the psychological implications of trading associated with the individuals within the Treasury function 4 Lessons

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Module Content

0% Complete 0/4 Steps

3.1. Situations that induce stress, and impact on the quality and outcome of the trading function, are identified and reported on as per business specified procedures

3.2. The levels of integrity displayed by traders are identified and exceptions falling outside of business guidelines are reported on as per company specified procedures

3.3. Three simple factors when determining an ethical decision

3.4. Fluctuations in performance level, as compared to defined performance standards, are identified and reported on as per business specified procedure

Quiz 1 – US 117820